I am required to tell you the specific fees, commissions, extra payments, and other benefits that I have received or will, or may, receive in relation to the services that I provide to you. I must tell you these things before I give you Primary Disclosure Statement of Sam Kodi – version number -001/2016 dated 06.08.2016 Page 1 advice and/ or provide a service or, if that is not practicable, as soon as practicable after I give you that advice and/or provide that service.
What are my obligations?
As an Authorised Financial Adviser, I must comply with the Code of Professional Conduct for Authorised Financial Advisers. I also have other obligations under the Financial Advisers Act 2008 (including regulations made under that Act) and under the general law.
What should you do if something goes wrong?
If you have a problem, concern, or complaint about any part of my service, please tell me so that I can try to fix the problem. If we cannot agree on how to fix the issue you can contact the Financial Services Complaints Limited. This service will cost you nothing, and will help us resolve any disagreements. You can contact the Financial Services Complaints Limited at:
Address: PO Box 5967, Wellington 6145
Telephone number: 0800 347 257
Email address: [email protected]
If you need to know more, where can you get more information?
If you have a question about anything in this disclosure statement or you would like to know anything more about me, please ask me. If you have a question about financial advisers generally, you can contact the Financial Markets Authority.
How am I regulated by the Government?
You can check that I am a registered financial services provider and an Authorised Financial Adviser at http://www.fspr.govt.nz The Financial Markets Authority authorises and regulates financial advisers. Contact the Financial Markets Authority for more information, including financial tips and warnings. You can report information or complain about my conduct to the Financial Markets Authority, but in the event of a disagreement, you may choose to first use the dispute resolution procedures described above (under What should you do if something goes wrong?).
I, Samitha Duminda Kodippiliarachchi, declare that, to the best of my knowledge and belief, the information contained in this disclosure statement is true and complete and complies with the disclosure requirements in the Financial Advisers Act 2008 and the Financial Advisers (Disclosure) Regulations 2010.